PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results. Re t io‘er Comments (as necessar) RUC ixt No I K Not Reamed I RD(' Results 11. PCR Results No RD(' alert (PlesSe See attached) PCR No Hit K Not Required K flit No PCR alert (Please see attached) BIS Yes 0 No K Not Required III. Negative Media There was no information found IV. Non-Negative Media Result Found (Please see attached) V. Other Language Media There was no information found D&B Remits? K Yes K No CD Not Required VI. D&B Not Required Smartlinx Results? K Yes No K Not Required VII. Smartlinx There was no information found Court Cases K Review by Legal May be Required 0 No Results K Search not required VIII. Court Cases There was no information found Prepared by: Prichi Pawa Da c: 01/30/2017 Research Analyst Instructions: 1. Review and confirm that all results are returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Nlartindale-Hubbellhttp://www.martindale.comhp/Martindale/home.sml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only S0NY_GM_0005779a CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)