NAME SEARCHED: The Pierre Trust PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RDC C4 No Hit • Not Raluin:d I. RDC Results No RDC alert (Please see attached) flit PCR No Nit Not Required El Hit II. PCR Results No PCR alert (Please sec attached) BIS 0 Yes igi No Ill. Negative Media There was no information found IV. Non-Negative Media There was no information found • Not Required V. Other Language Media There was no information found D&B Results? 0 Yes No M Not Required VI. D&B There was no information found Smattlinx Results? 0 Yes ri Ni, • Not Raµured VII. Smanlinx There was no information found Court Cases 0 Review In Legal Ma, be Required Cr No Results Search not required VIII. Court Cases There was no information found Prepared by: Prachi Pawa Da c: 12/30/2016 Research Analyst Instructions: I. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Slartindale-flubbellhttp://w ww.martindale.comhp/Martindale/home.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. S. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signal KYC is your confirmation that you hive fully reviewed the research documents. For internal use only SbNY_GM_00