NAME SEARCHED: Caroline Sophie Camille Lang PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated Search: Result: Click here for results: Reviewer Comments (as necessary): RDC :r C4 No lin ltiNuired O Not E Ilit RDC Results No RDC alert (Please sec attached) PCR Cs No Hit ■ Not Required O fin II. PCR Results No PCR alert (Please see attached) BIS O Yes gl No • Not Required Ill. Negative Media There was no information found IV. Non-Negative Media There was no information found V. Other Language Media Not Required D&B Ramie N Yes • No CI Not Required VI. D&B Not Required Smanlinx Results? lEl Yes O No VII. Smarllinx Result Found (Please see attached) • Not Required VIII. Court Cases Court Cases 0 Review b) Legal Ma' Result Found (Please see attached) be Required • No Results M Search not required I Prepared by: Prachi Pawa Da c: 12/30/2016 Research Analyst Instructions: I. Review and confirm that all results are returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-flubbellhttpdAvww.martindale.comisp/Martindalethome.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. S. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only SbNY_GM_0005748