NAME SEARCHED: Butterfly Trust PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also. all accounts involving PEPs must be escalated. Search: RI)C Result: tgl No lilt El Not Raµuwd K lilt Click here for results: I. RUC Results Revitmer Comments (as necessary): No RDC Alert l'CR 0 No Hit O Not Required O Hit II. PCR Results No PCR Alert BIS ID Yes 0 No Not Required III. Negative Media No information found IV. Non-Negative Media Not required V. Other Language Media No information found D&B Results? 0 Yes O No O Not Required VI. DRI3 information found(Please see attached) Smanlinx Results? O Yes (81 No O Not Required VII. Smartlinx No information found Court Cases ■ Review byLegal May be Required bbNo Results VIII. Court Cases No information found O Search not required Prepared by: Akash Manor gomesh Date: 09/30/2016 Instructions: 1. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Nlartindak-Hubbellhttp://www.martindale.com/xp/Martindalelbome.sml 3. As needed. pmvide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed ICYC is your confirmation that you have fully reviewed the research documents. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Research Argil) st For internal use only CONFIDENTIAL SDNY_GM I 3 DB-SDNY-00199