KYC Print Page 1 of 13 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01346733 One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Paul Morris Relationship to PWM: F New PWM Relationship F Existing PWM Relationship If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: How Was the Client(s) Introduced? How long has the RM personally known the client? P. Client Referral F RM Prospect F Intermediary/FIM r- Other Source (06, etc.) Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein (President of Gratitude America) is a current client of the Dank Does Deutsche Bank pay a retrocession or similar compensation to a third party for the Introduction of this relationship? F Yes F No (lf Yes, descnbe) List all existing and new accounts involved in this relationship Legal Entity Account(s) Account Name / Number Opening Date (intended/actual) I F Gratitude America, Ltd 2/18/2015 2 F Gratitude America, Ltd 2/18/2015 Who Is the pnmary ontact person for the RM? (Note: This person needs to have signatory rights and/or information right for the accounts.): Darren Indyke Preferred method of contact(indicate phone no., fax no., email address, etc.): 212 971 1314 Status 6. Approved SDNY_GM_00056712 Imps://dbforeepb.iny.salesforcec UANT TO FED. R tAkisPinetTIKOL130000000D9Di&ei... 7/3/2015 CONFIDENTIAL - PU RS RoeP.I3M ' DB-SONY-0019536 EFTA _00167282 EFTA01295555