KYC Print Page 1 of 14 DB PWM GLOBAL KYC/NCA: PART A rA KYC Case # : 01195153 One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP Booking Center: New York Relationship Manager: Paul Morris Relationship to PWM: r New PWM Relationship k Existing PWM Relationship If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: update of approved KYC 01135524 to add Darren Indyke as an authorized signer. Darren has been approved in KYC # 1133377 How Was the atent(s) Introduced? Row long has the RM personally known the client? r Client Referral I ri RM Prospect IF Intermediary/FIM I r Other Source (CIB, etc.) Please provide details (e.g. name of referral source, how many years RM personalty has known client, etc.): Jeffrey Epstein is a, current client of the Bank. Wants to open a new account. Introduction detail of Paul and Jeffrey: Jeffrey Epstein was a client of Paul's at JP Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at inlorgan. Over the course of a few meetings Paul was able to get Jeffrey to bring some of his funds over to Deutsche Bank Does Deutsche Bank pay a retrocession or similar compensation to a third party for the introduction of this relationship? r Yes r- No at yes, descnbe): List all existing and new accounts involved In this relationship Legal Entity Account(s) Account Name / Number Opening Date (intended/actual) 1 F Neptune LLC 10/16/2013 2 F Neptu e LLC -- Money Market 10/16/2013 Who i the primary contact perso for the RM? (Note: This person needs to have signatory rights and/or information right for the amounts.): Harry Geller Preferred method of contact(indicate phone no., fax no., e-mail address, etc.): Status 6. Approved SDNY_Gt.4_00053569 Imps://na4.sales