KYC Print Page 1 of 14 DB PWM GLOBAL KYC/NCA: PART A VA KYC Case # : 01195159 One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP Booking Center: New York Relationship manager: Paul Morris Relationship to PWM: r New PWM Relationship F Existing PWM Relationship If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: Update of KYC to add Darren Indyke as an authorized Signer. Darren has been KYC approved in case How Was the ient(s) Introduced? how long has the RM personally known the client? F Client Referral F RM Prospect F Intermediary/FIM F Other Source (CIB, etc.) Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein is a current client of the Bank. Wants to open a new account. Introduction details of Paul and Jeffrey: Jeffrey Epstein was a client of Paul's at JP Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at i >Morgan. Over the course of a few meetings Paul was able to get Jeffrey to bring some of his funds over to Deutsche Bank Does Deutsche Bank pay a retrocession or similar compensation to a third party for the introduction of this relationship? r Yes F No of Yes, dayrnize): List all existing and new accounts involved In this relationship Legal Entity Account(s) Account Name / Number Opening Date (intended/actual) 1 F NES, LLC 10/28/2013 2 F NES, LLC -- Money Market 10/28/2013 WhO i the primary ontact person for the RM? (Note: This person needs to have signatory rights and/or information right for the accounts.): Harry Beller Preferred method of contact(indicate phone no., fax no., e-mail address, etc.): Status 6. Approved SDNY_GM_00053574 hups://na4.salesforce.com/servlet CONFIDENTIAL - PU