KYC Print Page I of 14 DB PWM GLOBAL KYC/NCA: PART A KYC Case e Status : 6. Approved One sheet must be established Der relationshi • list all accounts included in the relationshi 1. Relationship Details Relabonship Name: SOUTHERN FINANCIAL RELATIONSHIP.00000483293 Booking Center: New York Relationship Manager: Paul Morris • New Mil Relationship Eli Existing PWM Relationship Retabonship to PWM: If existing, lease indicate since when the relations p exits, provide reason for new profile and attach • pdate of KYC add Darren Indyke as an authorized Signer. Darren has been KYC approved in ca O Client Referral 0 RM Prospect O intermediary/PIM O Other Source (Cit etc.) How Was the Client(s) Introduced' Mow long has the RM Personally known the client" please provide debts (e.g. name of referral source, how many years RM personally as known client, etc.): Jeffrey Epstein is a current client of the Bank. Wants to open a new account. Introduction details of Paul and Jeffrey: Jeffrey Epstein was a client of Paufs at JP Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who Introduced them while Paul was at JPflorgan. Over the course of a few meetings Paul was able to get Jeffrey to bring some of his funds over to Deutsche Bank Does Deutsche Bank pay a retrocession or similar O Yes I O No compensation to a third party for the introduction of this relationship' (ft Yes, desenbe) List all Astra and new accounts Involved in this relationship Legal Entity Account(s) Account Name / Number Opening Date (intended/actual) 1 e NES, LLC 10/28/2013 2 FA NES, L C -- Money Market 10/28/2013 Who Is the primary contact person for the RH' (Note: This person needs to have signatory rights and/or informabon right for the accounts.): Harry Belkr Preferred method of contact (indicate phone no., fax no., eniail address, etc.): SONY_GM_00039911 hups://dbforcepb.my.salesforCCINBIDEptiLIJIA10000000D9Di&e... 7/30/2019 CONFID