KYC Print Page I of 12 DB PWM GLOBAL KYC/NCA: PART A KYC Case : 01141322 Status : 6. Approved One sheet must be established per relationshi • list all accounts included in the relationshi 1. Relationship Details Rdabonship Name: SOUTHERN FINANCIAL FtELATIONSHIP.00000483290 Booking Center: New York Relationship Manager: Paul Morris • New FINN Relationship El Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationsh p exists, provide reason for new profile and attach old profile: O Client Referral 21 RM Prospect O thtermethary/FIM O Other Source (as, etc.) How Was the Client(s) Introduced> How long has the RN personally thown the clients Please provide debts (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein is a current dent of the Bank. Wants to open a new account. Introduction details of Paul and Jeffrey: Jeffrey Epstein vas a client of Paurs at JP Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who Introduced them wide Paul was at JPhlorgan. Over the course of a few meetings Paul was able to get Jeffrey to bring some of his funds over to Deutsche Bank Don Deutsche Bank pay a retrocession or similar O Yes I g No compensation to a third party for the introduction of this relationship> (If Yes, desenbe) List all sating and new accounts involved in this relationship Legal Entity Account(s) Account Name / Number Opening Date (Intended/actual) 1 2 NES, LLC 10/28/2013 2 FA NES, L C — Money Market 10/28/2013 Who is the pitman/ contact person for the RH> (Note: This person needs to have signatory rights and/or information right for the accounts.): Hairy Beller Preferred method of contact (indicate phone no„ fax no., e-mail address, etc.): SDNY_GM_00039813 https://dbforcepb.my.salesforCCINErilDailIJIAL000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002637 EF1'A_001