KYC Print Page I of 12 DB PWM GLOBAL KYC/NCA: PART A KYC Case • : 01082293 One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Nanw: EPSTEIN, )EFVREY REtATTONSHIP:00000013290 Booking Center: New York Relationship Manager: Paul Morns g New PWM Relationship O Exiting PWM Relationship Relationship to PWM: If distirv, please indicate sing when the relationship exists, provide reason for new profile and attach old profile: O Client Referral El RN Prospect O Intermediacy/BM O Other Source (CIB, etc.) How Was the Client(s) Introduced) How long has the RM peisonaNy known the client? Please provide details (e.g. amt of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein was a client of Paul's at JP Morg n. Paul end Jeffrey Epstein had a mutual friendff °league olio introduced than while Paul was at JOMorgan. Over the course f a few meetings Paul was able to et Jeffrey to bring some of his funds over to JPMorgan Does Deutsche Bank pay a retrocession or similar U Yes I g No compensation to a third party for the introduction of this retallaishp? flu Ycs, descrtbe): List all existing and new accounts brayed in this relationship Legal Ertty Account(s) Account Name / Number Opening Date (intended/actual) 1 2 Southern Frnanclal, LLC 8/19/2013 2 g Southern Financial, LLC 8/19/2013 3 2 Southern Trust Company, Inc. 8119/2013 4 2 Southern Trust Company. Inc. 8/19/2013 Who is he Orrery contact person or the RM? (Note: This person needs to have signatory rights and/or kiloimation right for the accounts.): Jeffrey Epstein Preferred method of contact (indicate phone no, fax no., e-mail address, etc.): 390 775 2525 Status : 6. Approved SDNY_GM_00039691 https://dbforcepb.my.salesforCCINBIDaiLIJIAL000000D9Di&e... 7/18/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002515 EF1'A_00150300 EFTA