NAME SEARCHED: Darren Indyke PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business. Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RDC C4 No Hit • Not Required I. RDC Results No RDC alert (Please sec attached) Nit PCR No Hit Not Required IN Hit IL PCR Results PCR alert (mail send separately) BIS 0 Yes 0 No III. Negative Media There was no information found IV. Non-Negative Media There was no information found • Not Required V. Other Language Media Not Required D&B VI. D&B Not Required Results? • Yes • No C.4 Not Required Smardinx VII. Smartlinx Result Found (Please see attached) Results? C4 Yes ID No • Not Required Court Cases 0 Review by Legal May be Required El No Results 0 Search not required VIII. Court Cases There was no information found Prepared by: Prachi Pawa Da c: 10/12/2016 Research Analyst Instructions: I. Review and confirm that all results are returned for your client. 2. Please note that you arc still required to perform any Martindale-Flubbell search (if applicable) on each search subject. We have attached the web link below for your cons enience:Martindale-flubbellhttp://ww .marlindatexom/sp/Martindakihome.sml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KVC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only S0NCGM_00057330 CONFIDENTIAL — PURSUANT TO FE