KYC Print Page I of I I DB PWM GLOBAL KYC/NCA: PART A KYC Case * : 01135524 Status : 6. Approved One sheet must be established per relationship - list all accounts Included in the relationship 1. Relationship Details Relationship Name: SOUDIERN FINANCIAL RELATIONSHI Booking Center I New York Relationship Manager: Paul Morris J New PWM Relationship K Ensting PWM Relationship Relationship to PWM: If exisbng, please indicate since when the relationship exists, provide reason for new profile and attach old profile: ■ Client Referral 2 RM Prospect K Intermediary/Mal K Othe Source (CIB, etc.) How Was the Client(s) Introduced' Flow long has the PM personally known the client' Please provide details (e.g. name of referral source, ow many years RM personally has known cknt, etc.): Jeffrey Epstein is a current client of the Bank. Wants to open a new account. Introduction details of Paul and Jeffrey: Jeffrey Epstein was a client of Paufs at JP Morgan. Paul and Jeffrey Epstein had mutual filerid/crAleague who Introduced them while RILII was at JPMorgan. Over the course of a few meetings Paul was able to get Jeffrey to brig some of Ns funds over to Deutsche Bank Does Deutsche Bank pay a retrocession or similar ■ yes 12 No compensation to a third party for the introduction of thn relationship' al ref tote) List all existing and new accounts evolved si this relationship Legal Entity Account(s) Account Name / Number Opening Date (intended/actual) 1 2 NeMune LLC 10/16/2013 2 El Neptune LLC .. Money Market 10/16/2013 Who Is the primary contact person for the Rat? (Note: This person needs to have signatory rights and/or information fight for the accounts.): Harry Beier Preferred method of contact (ndicate phone no., fax no., e-mail address, etc.): SDNY_GM_00039772 https://dbforcepb.my.salesforCCINErilDailIJIAL000000D9Di&e... 7/30/2019 CONFIDENTIAL -PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002696 EF1'A_0015038I EFTA012