KY(' Print Pagel of 12 DB PWM GLOBAL KYC/NCA: PART A rA KYC Cost: y : 01791049 One sheet must be established per relationshi - list all accounts included in the relationshi 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIONSHIP:00030483290 Booking Center: New York ReLationeup Manager: Stewart Oldfeld • New FWM Relationship 2 Eiisting PWM Relationship ReLatiorehip to PWM: If misting, please indicate since when the relationship exists, provide reason for new profile and attach old profile: """This Mt is a perb:lic review for high nsk remediationnit Original KYC1133377 2 Client Referral O RH Prospect O Intermediary/PIM O Other Son (CIB, etc) How Was the Client(s) Introduced? How long has the RM personally known the client? Please provide details (e.g. ame of referral source, how many years RM personally has known client, etc): Stew Oldfield reached out to Rich Kahn and Darren Indyke on 7/7/2017 to confirm material changes to the accounts. Rich Kahn confirms that he is now the sole owner and signor of HBRK Associates. Hs main source of wealth derives from this company. Darren confrms no matenal changes to has PLC Does Deutsche Bank pay a retrocession or similar O Yes I 2 No compensation to a tNrd party for the introduction of this relationship? (/f Yes aescnae)t List all existing and new accounts involved in this reLatiorishp Legal Entity AccouM(s) Account Name / Number Opening Date (intended/actual) 1 liBRK Associates, Inc- Depose 11/1/2013 2 2 Darren K. Indyke PLC- tepee 11/1/2013 Who is the primary contact person a the PM? (Note: TNs person needs to have signatory nglt andfor Information right for the account.): Preferred method of contact (indicate phone no., fax no., e-mail address, etc.): Status : 6. Approved SDNY_GM_00037422 CONFIDENTIAL - PURSUANT TO FED. R. IA I ON FIDENTIAL DB-SONY-0000246 https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e...