From: To: Subject: Date: TD Ameritrade New Accounts Resolution New Account Resolution Tuesday. May 6. 2014 4:26:50 PM Dear Jeffrey Epstein. Thank you for choosing TD Ameritrade. To make sure you can start enjoying all the benefits of your new account, we'll need you to send the following missing information to help us finish your account opening: - We were unable to locate your entity on the Secretary of State website. Please provide a copy of your Articles of Incorporation. - Is your LLC a pooled investment vehicle? If no, please reply to this email or contact us directly. If yes, please reply to this email or contact us directly to answer the following questions: What percentage of the initially deposited funds will be invested (not including back deposit funds)? If less than 25%, please explain. Identify the beneficiaries of the fund. Does the fund have audited financials? If yes, please identify the Audit firm. If no, please clarify why there is no audit firm and submit a copy of the operating agreement. If no, please reply to this email or contact us directly. If your corporation is a pooled investment vehicle, the account will not be eligible for check writing and third party deposits or withdrawals. - In addition, during the process of opening your account. TD Ameritrade conducts an identity check through a third-party vendor for all new authorized parties. Based on information we received during this check, we need to obtain additional ID verification from you. Please submit the following information: A copy of a current government-issued ID, such as a driver's license or passport. Or A copy of a current utility bill that has your name and the current address as listed on your account application. Paperwork may be faxed to 866-468-6268 or mailed to PO Box 2760, Omaha. NE 68103. If you have any questions you may contact us at 800-276.8746. Until we have received the above information, we will have to restrict your account fro