Rev. FACTS Why? What? I How? WHAT DOES TD AMERITRADE DO WITH YOUR PERSONAL INFORMATION? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. The types of personal information we collect and share depend on the product or service you have with us. This information can include: ■ Social Security number and financial account numbers ■ Account balances and transaction information ■ Income and employment information All financial companies need to share customers' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers' personal information; the reasons TD Ameritrade chooses to share; and whether you can limit this sharing. Reasons we can share your personal information Does TD Ameritrade share? Can you limit this sharing? For our everyday business purposes— such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus Yes No For our marketing purposes— to offer our products and services to you Yes No For joint marketing with other financial companies No We do not share For our affiliates' everyday business purposes— information about your transactions and experiences Yes No For our affiliates' everyday business purposes— information about your creditworthiness No We do not share For our affiliates to market to you Yes Yes For nonaffiliates to market to you No We do not share To limit our sharing 1 ■ Call 800-326-7141—a client services representative will assist you or ■ Visit us online: Please note: If your account is managed by an independent investment advisor, your account preferences are already set