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EFTA01206548

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From: "jeffrey E." <[email protected]> To: Daniel Sabba < >, Paul Morris < Subject: Re: TRS on AAPL - creating synthetic long exposure [C] Date: Tue, 11 Nov 2014 17:15:44 +0000 Inline-Images: 21099378.gif; graycol.gif; 21489035.gif color from trading desk, ?? not from bank? i see how we misunderstood each other On Sat, Oct 25, 2014 at 7:25 PM, Daniel Sabba > wrote: Classification: Confidential Jeffrey, I wanted to confirm you saw this. Please advise how to proceed. Daniel 'Daniel Sabba ---- Original Message From: Daniel Sabba Sent: 10/24/2014 12:18 PM EDT To: [email protected] Cc: Paul Morris; Vahe Stepanian; Stewart Oldfield; Subject: TRS on AAPL - creating synthetic long exposure [C] Classification: Confidential Jeffrey, Please see below indication for TRS in AAPL. Notional: 1,000,000 shares of AAPL Term: 1 year Southern Financial receives: Total return in AAPL Southern Financial pays: ImL + 75bps Commissions: 3 cents per share to enter and exit the trade. There is no additional break up fee. Execution: We would suggest best efforts VNVAP for execution Color from trading desk: "this is probably the worst name for long total return - the street will generally be high". Best regards, Daniel O Daniel Sabba Director II Key Client Partners Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 26th Floor New York, NY 10154 EFTA01206548

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