From: Richard Kahn To: "jeffrey E." <[email protected]> Subject: Fwd: HSBC Note Matured, +15.67% [C] Date: Tue, 02 Sep 2014 15:08:27 +0000 Attachments: HSBC_Eurostoxx Contingent_Buffer_Note.pdf; SOFL_Aug_2014.pdf Inline-Images: Mail_Attachment.gif; Mail_Attachment(1).gif; Mail_Attachment(2).gif; Mail_Attachment(3).gif Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell Begin forwarded message: From: Tazia Smith <I Subject: HSBC Note Matured, +15.67% [C] Date: Se tember 2, 2014 at 8:28:24 AM EDT To: Cc: Paul Morris < >, Vahe Stepanian Classification: Confidential Good Morning Rich - Hope you enjoyed a wonderful holiday weekend. As you know, Jeffreys 15mo HSBC EuroStoxx 50 buffered note matured and has now redeemed. Valuation date was 8/26, with the SX5E at 3197.54, vs. initial level of 2764.29 (+15.67% vs. the 17% max return); $2,313,462.05 redeemed vs. $2mm invested. Original prospectus, Aug statement, and Bloomberg screenshots attached here for your reference. Best Regards, Tazia EFTA01190523