CIO Global investment Opportunities Global Investment Opportunities Group Account Position and MTM Summary (Open Positions) Prepared for Southern Financial LLC as of June 28. 2013 J.P. Morgan Securities LLC. Current EX 8 Commodity rates 1,15DMXN 13.0140 XAUUSD 12009 GBPU50 1.5258 USID/PY 98.420 USDARS 5.3765 USDKRW 114926 EURUSD 1.3037 USDBRL 2A989 USDCHF 0.9453 USDCAD 1.0479 USOTRY 1.920 USDNOK 6.0463 Equity • Intraday PriOng via Bloomberg Dividend Entry Price Current Price Trade Date Symbol Shares Company Currency Industry Yield Cost Basis IS) market value (5) (Local) (Local) MTM 24-MA-13 AMA 9,000 Ariad Pharmaceuticals Inc USD msumer, Non-cyclic 0.00% ($176.400) $157.410 19.60 17A9 ($18,990) 14-Feb-12 ARIA 7,535 Ariad Pharmaceuticals Inc USD msumer, Non-cyclic 0.00% ($114,600) $131,787 15.21 17.49 $17.187 14-Feb-12 BNB 2,095 'Mogen Idec Inc USD msumer, Non-cyclic &CO% ($250,455) $450,844 119.55 215.20 $200,339 12-Jul-10 DAG 50,000 Perdu Db Agri Double Long 1150 Funds 0.00% ($352,550) $448,00(1 7.05 8.92 $93,450 17-May-12 FB 17,500 Facebook Inc-A U5D Communications 0.00% ($665.000) $435.400 38.00 24.88 ($229,600) 23-Apr-13 GE 23,000 General Electric Co U5D Industrial 328% ($495.190) $533,370 21.53 23.19 $38,180 28-May-13 SGMO 50,000 Sangamo Biosdences Inc U5D msumer. Non-cyclic 0.00% ($420,214) $390,500 8.40 7.81 ($29,714) Equity MTM (52,474,403) 52,545,311 570.902 • Structured Notes Manual Pricin. via WM«• an Investment Bank as of Sr d Trade Date Maturity Face Amount Long Description Cost Ram (5) Market Value (5) Interest Received Entry Price (5) Current Price (5) MTM 8-Nov-12 22-Nov-13 1,000,000 Gs Note 11/22/13 Lnkd To Mut Vs Usd 85%Barder- 5% Atm Cpn-22.9%Mxrtin ($1,000,000) $1.028.950 $0 $100.00 $102.90 $28,950 14-Feb-13 20-Aug-14 1,000,000 MS Market Plus MRK 08/20/14 BO% EKO Barrier - 3.5% CPN, Unc