04.b. CIO,. Global Investment Opportunities Group Account Position and MTM Summary (Open Positions) Preparml foe Southern Financial LLC as of October 31. 2013 JP. Morgan Securitim U.C. Curetnt EX • CormikodIty rates WOMEN USIXARS MOO 110231 1.9)13 0.9001 KAY/S0 USDKAW triDCAD 1323,15 1060.13 IOU? GIPUSO EURUSO VSOSaY I 6037 liSCUPV 350) 1 596 USD1101 VSMIOK 90350 21306 5911 hi tie Illoueber Dade Pete Snaked %herds Company Corneas industry Oiodend sold Colt thni. (Si flakes Value IS) Letry Niaa (Lout) <wrens Prior 0.ocre) NUM 31.40) AC ASCO Actors EUR Cansumu.CyJical 230% (1162.2316) 0077)8 20.0 3302 04.313 ir.sma.,3 AC 050 Amor So EW COMuratf.GYOU7 230% ($167.100) 5197.938 29.53 )302 521409 44..13 ADEN 2.4)0 (WeccoSa449 045 2numer. flowsmIlo 249% ($124.1561 5177.102 M.5) 16.95 59.02$ 124,4.13 ADM ZSCO Mews States 011 >mows. lectstmlio 260% ($171.1261) SUI4.564 604 669S SI7502 31.00 AM. 10500 4 /10(00194) Eta COrnuratf.GWIte 000% 1$75.171) $90.012 5.22 6.62 5218.11 124..411 ACE. 10600 Autospill Spa (UR Cansumor.Gydical 000% 1175011) 194.411 5.37 642 519331 11.0.11 1106 10.900 World Pty Ow Spa (UR Cansumor.Gydical 000% 6914291 $120.60 6,44 Si' 52460 12.4.40 (0F 10500 V.4)00 3542 Sfs) CIA Comumtc. 40)144 000% 391.701 SIIRP9 6.56 056 1)lµ 32.0(1.11 BAVi 151,400 Musa Sanpaola (UR guar el 000% (13116104) 1356.102 I.B. 11.0.11 alit ZSCO Ere Paribas (UR euncel 2.7S% 0190740 1105.104 4167 5454 124930 ir.sma-1) fup 2300 Bap Pylon EM aunt 41 27S% 016F,µ) 5105.206 50 10 5454 534220 11.0.11 CA 5500 °negate St (UR >Marna% lectecoliG 2.15% 0167.3310 $.201.656 1324 2690 534220 irsma-1) CA 9000 Quebec 54 EM ures flon5015. 2.15% 51547321 "03.23$ 2343 16.90 $2003 944943 CCsi 5.650 CotteCole NM 4.2014 GBP 'emotes flon5015. 110% 5167.60S) 5163.270 19.12 1002 327) 114.4.11 CO( 5