C I 0 Global I n• vs,. meal Oitsuanuali Global Investment Opportunities Group Account Position and MTM Summary (Open Positions) Prepared for Southern Financial LLC as of Mey 31, 2013 J.P. Morgan Securities LLC. Current EX & Commodity rates USOMXN USDARS USOOIF 123995 52846 0.9547 XAUUSO USDKRW USDCAD 138809 1129.64 1.0368 GBPUSD EURUSD USDTRY 1.5195 12994 1.874 USCUPY USOORL USONOX 100380 2.1322 SA716 • Untied via Bloornbe Trade Date Symbol Shares Company Currency Industry Dividend Yield Cost Basis (S) Market Value IS/ Entry Price Current Price (Local) (Local) MTh, 24 /an-13 ARIA 9,000 Ariad Pharmaceuticals Inc msurner, Non-cyclic 0.00% ($176,400) $165,060 19.60 1834 ($11,340) 14-Feb-12 ARIA 7,535 Ariad Pharmaceuticals Inc USD snsurner, Non.cycht 0.00% ($114,600) $138,192 15.21 1834 $23,592 14-Feb-12 8118 2,095 Bingen Idec Inc 050 msurner. Non.cycl 0.00% (5260.455) $497,542 119.55 237.49 $247,086 12-Jul-10 DAG 50,000 Penshs Db Agri Double Long 050 Funds 0.00% ($352.550) $494,000 7.05 9.88 $141,450 17-May-12 FB 17,500 Facebook Inc-A USD Communications 0.00% ($665.000) $426,090 38.00 24.35 ($238.910) 23-Apr-13 GE 23,000 General Electric Co USD industrial 3.26% (5496.190) $536,360 21.53 23.32 $41,170 28-May-13 SGMO 50,000 Sangamo Biosciences Inc USD Non.cycht 0.00% 15420,214) $400,000 SAO 8.00 ($20,214) tructured Notes • Manual Prici via WM* an Investment Bank as of da Trade Date Maturity Face Amount Long Description Cost Baia (S) Market Value (5) Interest Received Entry Price (5) Current Price (5) MThI 8-Nov-12 22-Nov-13 1,000,000 Gs Note 11/22/13 Lnkd To Min Vs Usd 85%Barrier. 5% Attu Cpn-22.9%Mxrtrn (51,000,000) $1,078,960 $0 $100.00 $107.90 $78,960 9-Jan-13 24-lan-14 1,000.000 Hste Ren Inked To Cnh Vs Usd SYJev- 500%lislaxrUn 01/09/13 Initial Straces6.1995 (51,000,000) $1,022,600 $0 $100.00 $10226 $22