EXHIBIT A TO EDR SWITZERLAND NON-PROSECUTION AGREEMENT STATEMENT OF FACTS INTRODUCTION I. Edmond de Rothschild (Suisse) SA is a corporation organized under the laws of Switzerland with its headquarters in Geneva, Switzerland.' It operates a subsidiary called Edmond de Rothschild (Lugano) SA. Edmond de Rothschild (Suisse) SA and Edmond de Rothschild (Lugano) SA are hereinafter collectively referred to as "EdR Switzerland" or the "Bank." 2. SIR Switzerland operates a financial services business in Geneva, Lausanne, Fribourg, and Lugano, Switzerland. It offers private banking and wealth management services for individual clients around the world, including U.S. citizens, legal permanent residents, and resident aliens. 3. SIR Switzerland is affiliated with the Edmond de Rothschild Group, an independent, family-controlled financial group focused on high-net-worth individual clients. Edmond de Rothschild Group was founded in 1953 and currently operates in 19 countries worldwide. EdR Switzerland is an independent Swiss legal entity, led by its own board of directors, chief executive officer, and executive committee, and is supported by its own legal and compliance functions. 1 gR gag eci - Sella 5. 4.-1n 2014, the Edmond de Rothschild Group held assets under management totaling approximately $165.0 billion, out of which $44.0 billion comprised client assets managed in Switzerland. This made EdR RotlisoldkISwitzerland one of the largest private banks in Switzerland. US. INCOME TAX & REPORTING OBLIGATIONS ' Edmond de Rothschild (Suisse) SA was formerly called Banque Prised:Ix& Edmond de Rothschild SA and Edmond de Rothschild ilagannlati was formerly known as Banca Privata Edmond de Rothschild Lugano SA. Pagel of II December O14.2015 EFTA01090698