From: Richard Kahn To: "jeffrey E." <[email protected]> Subject: Fwd: New Issue $25 Par: Capital One Financial Corporation (COF) Perpetual Preferred 6.125% Area; Fixed for Life Date: Mon, 21 Nov 2016 15:27:29 +0000 Attachments: 478740 006 BMK.PDF Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor Begin forwarded message: From: "Atlas, Andrew S" < Subject: New Issue $25 Par: Capital One Financial Corporation (COF) Perpetual Preferred 6.125% Area; Fixed for Life Date: November 21, 2016 at 10:13:49 AM EST To: "Richard Kahn ( )" < Good Morning Rich, Morgan Stanley has a new issue COF $25 par preferred pricing today. Here are the details: $25 Par New Issue Syndicate Offering: Capital One Financial Corporation (COF) Issuer: Capital One Financial Corporation (Ticker: COF) Securities Offered: Depositary shares each representing a 1/40th Interest in a Share of Fixed Rate Non-Cumulative Perpetual Preferred Stock, Series H Expected Ratings: Baa3/BB/BB (Moody's/S&P/Fitch) Size: $200mm (8mm $25 par securities) Maturity: Perpetual Price Talk: 6.125% Area; Fixed for Life Offer Price: $25.00 per depositary share EFTA01061254