From: "Jeffrey E." <[email protected]> To: Richard Joslin <1 Subject: Re: Date: Tue, 11 Nov 2014 13:34:19 +0000 hasn't julie been fired99999 On Tue, Nov 11, 2014 at 8:25 AM, Richard Joslin < > wrote: LRN shares (K 12 Inc). RD and I contacted transfer agent and now RD is working with KUE outside counsel to get shares quantities confirmed and re-issued if necessary. The transfer agent records do not match the amount we should have received (nor is the name on file the holder of record (LBF Holdings)) and transfer agent has not received insruction to deliver to broker. Once we get quantity and other transfer agent issues cleared up, we will mpve to broker and sell. RD is contacting outside counsel again today for follow up I rec'd the last of 3 IT outsource proposals yesterday. Second meetings with all concluded last week and EN LD included in second meeting. I will summarize differences and take one firm out of running (cost 3x). Plan was to discuss internally today/ tomorrow for final selection. Cost ^' 10% cheaper than current provider with same/ improved coverage. Foundation has been funded with appreciated stocks and these positions have been liquidated. There are 1648 shares of United Rentals that are restricted. RD is sending paperwork to LDB to sign today to clean these shares up. Once the paperwork is provided to broker and they release the restriction (move the shares to type 2 account) then transfer to Foundation will begin. There are a couple of loss positions worth < $3K that need to be sold. RD is to provide shares and ticker to EA today so that clearance/ compliance apporval can begin. I'd like to have the accounting group be invilved in this to gain familiarity with the Apollo compliance process. There is a worthless position that JPM will purchase for $1 to take off their books (Scienta is the name of the company - no longer on pink sheets or OTC BB) RD has paperwork for this for LDB to sign today. 401k - call with specialist