From: Richard Kahn • To: "Jeffrey E." <[email protected]> Subject: Fwd: Account Opening and Transfer Documents Date: Fri, 15 Jun 2018 21:33:42 +0000 Attachments: ACAT Form.pdf; CRA_-_Estate_and_Trust.pdf; CRA.pdf; Gather Client_Information_Form.pdf; ML_One_as_of 01.23.pdf; Trustee_Certification_Form.pdf i believe this is email Noam is referring to.. please advise thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell 917-414-7584 Begin forwarded message: From: "Hanwacker, Steven P - NEW YORK NY" Subject: Account Opening and Transfer Documents Date: March 16, 2018 at 9:19:43 AM EDT To: ' " < Cc: "Morris, Paul V" < >, "Lehane, Sean T" < Good Morning Rich, It was a pleasure speaking with you yesterday. We have attached the above account documentation for your review. We have left these forms blank as we cannot email sensitive information. We are going to prepare a user friendly overnight package that will make the process seamless but I will give you an overview of the above forms below: Gather Client Information Form - We will need this information on Noam Chomsky and the Trustee's for the trust account. This is a Know your client form. Trustee Certification Form - We will need this for the following 3 trusts : Noam Chomsky Revocable Trust, Carol Chomsky non exempt marital trust, Carol Chomsky exempt marital trust. ACAT Form - This form is to initiate the following 5 transfers from Pershing LLC — Carol Chomsky DCSD IRA FB0 Noam Chomsky, Noam Chomsky IRA, Noam Chomsky Revocable Trust, Carol Chomsky Non Exempt Marital Trust, Carol Chomsky Exempt Marital Trust EFTA00987762