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EFTA00702718

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From: US GIO To: Undisclosed recipients:; Subject: Important message regarding derivative transactions Date: Mon, 18 Mar 2013 12:34:50 +0000 Attachments: 1.DODD FRANK INFORMATION BOOKLET.pdf Inline-Images: image003.png Hi All, We are quickly approaching the May 1st regulatory deadline requiring you to have signed several Dodd Frank documents if you wish to trade derivatives. Please see the letter below detailing the requirements and work with your GI0 Investor to return the documents as soon as possible. Thank you. RLogo2008_1PM_B At J.P. Morgan, we are committed to keeping you fully up-to-date with the implementation of the Dodd- Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act), and how it will impact your trading activities. To that end, in November of 2012 we sent a number of materials to you for review in order to continue trading derivatives products in the new regulatory environment. These include OTC products such as swaps, options, FX and commodity forwards. Some documents are informational or intended for your records, while others require your careful attention. Full details are given below. In addition, if you wish to trade derivatives transactions in the future, or anticipate entering into any rollover trades, please review the following documents. As a reminder, these documents were due to us by February 15, 2013 to allow for enough processing time in advance of the May 1, 2013 deadline for mandatory disclosures and the June 10, 2013 deadline for mandatory clearing of swaps. Processing includes documentation review by J.P. Morgan Supervisory Management, Credit and Legal teams, J.P. Morgan counter-execution of agreements and document processing. At this time, we can no longer guarantee that we will be able to process documents received after February 15, 2013, but we will continue to process documents on a best efforts basis. If your documents are not fully processed prior to May 1, 2013 we will not be a

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Independent research project. Not affiliated with the U.S. Department of Justice, FBI, any government agency, or Anthropic. All analytical text on this site is AI-generated (Claude, Anthropic) and iteratively fact-checked against source documents, but may contain errors. Verify all claims against linked EFTA sources before citing.
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