EQUITY POSITIONS Trade Date Asset Description Quantity 9115117 ADVANCED MICRO DEVICE 9129117 BROADCOM LTD 10/1a/17 BROADCOM LTD 2/5/14 GILEAD SCIENCES INC 3/7/14 GILEAD SCIENCES INC 10/24/17 GILEAD SCIENCES INC 9114/17 OUALCOMM INC 9120/17 OUALCOMM INC 9121/17 VOLKSWAGEN AG-SPONS 20.000 2.000 2.000 5.000 3.100 4.400 5.000 5.000 24.000 1 Day Ch 1 Day Chng `ITO Return Total Cost Current Value 401 (3355) (3.555) (3.345) (2.074) (2.943) 8.186 8,186 (6,198) 0.19% -0.69% -0.69% -0.90% -0.90% -0.90% 2.97% 2.97% -0.67% .5% 48% 48% 6% 6% 6% -13% -13% 37% 260.000 485.729 499.891 396.407 246.797 352.214 255.380 259.600 819.535 $216,400 $515.000 $515.000 $370.800 $229.896 $326.304 $275.250 $275.250 $930.000 Total Southern Financial LLC - Equities (DB) $3,653,900 Earnings Cost/share Last Price Gain./(Loss) 1/30/2018 13.00 10.82 $43,600 12/7/2017 242.86 257.50 $29,271 12/7/2017 249.95 257.50 $15,109 2/6/2018 79.28 74.16 425.607 2/612018 79.61 74.16 -$16,901 2/612018 80.05 74.16 -$25,910 1124/2018 51.08 55.05 $19,870 1124/2018 51.92 55.05 $15,650 212312018 34.15 38.75 $110,465 $78,348 Trade Date Asset Description Quantity 1 Day Ch 1 Day Chng YTD Return Total Cost Current Value Earnings Cost Last Price Gainl(Loss) 9118/17 BRUNSWICK CORP 9/21/17 BRUNSWICK CORP 10/27/17 BRUNSWICK CORP 9129/17 CAVCO INDUSTRIES INC 10/20117 GENERAL ELECTRIC CO 10/21/17 GENERAL ELECTRIC CO 10/31/17 GENERAL ELECTRIC CO 5.000 10.000 5.000 3.300 25.000 25.000 25.000 (3,355) (6,710) (3.355) (3.279) (2.406) (2.406) (2,406) -1.32% -1.32% -1.32% -0.64% -0.48% -0.48% -0.48% -6% -6% -6% 56% -35% -35% -35% 268.638 545.928 $ 250.000 $ 491.700 $ 576.880 $ 551.000 $ 503.450 $253.900 $507,800 $253.900 $514,305 $498.083 $498.083 $498.083 1/2512018 1/2512018 1/2512018 11/6/2017 1/19/2018 1/19/2018 1/19/2018 Total Southern Financial LLC