SSZO-176L99ZS6 Client Information ELLMAX, LLC Client Information Name Organization Structure Incorporated Publicly Listed For Profit Name(s) of Authorized Persons Ghislaine Maxwell Name(s) of Managers/Members Ghislaine Maxwell Contact Information ELLMAX, LLC Ltd Liability Company No No No Residential Address City, State, Zip Code Home Phone E-mail Address Net Worth Information Annual Income Range from $50,000 - $99,999 MMi Liquid Assets (cash and marketable securities) Range from $100,000 - $249,999 —RIM Net Worth (excluding primary residence) Range from $100,000 - $199,999 I. You have indicated that you do not derive a substantial amount of your income / wealth (over 50%) from I country outside of the United States. Miami Beach, FL 33139-1043 Investment Information Years you have held investment accounts 5 Equities None Bonds None Futures None Options-Buy None Options-Sell None You have indicated you have a good understanding Knowledge of investments of financial markets and market investments. Percentage of total investable assets held at UBS Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not a control person (Policy-maker, director or 10% shareholder) of a publicly traded corporation. 41-60% 11.5. Federal law requires us ro obtain, verify and record information that identifies each person or entity char opens an Account with us. When you open an Account. we will ask for your name, street address dare of birth and a tax identification number• such as a SOCiii Security number. We may also ask to see a driver's kerne or other documents that walr a/lbw us to identify you. Please review and verify al of the information that you provided ro us when you op