KYC Print Page 1 of 12 DB PWM GLOBAL KYC/NCA: PART A KYC Case * : 01791049 One sheet must be established per relationship • list all accounts Included In the relationshi 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIONSHI • Booking Center. I New York Relationship Manager: Stewart Oldfield O New PWM Relationship 2 Existing PWM Relationship Relationship to PWM: If exisbng, please Indicate since when the relationship costs, provide reason for new profile and attach old profile: •**This KYC sal:medic review for high risk remediatin", Original KYC1133377 2 Cent Referral O RM Prospect O Intermediary/PIM O Other Source (CM, etc.) How Was the Clent(s) Introduced? How long has the RM personaly known the client? Please provide details (e.g. name of referral source, how maw years R/1 personally ha known client, etc.): Stew Oldfleld reached out to Rich Kahn and Darren Indyke on 7/7/2017 to confirm material changes to the accounts. Rich Kahn confirms that he is now the sole owner and signor of HBRK Associates. Hs main source of wealth derives from tits company. Darren confirms no material changes to his PLLC Does Deursche Bank pay a retrocession or similar O Yes I 2 No compensation to a third party for the introduction of this relationship? (If lin dercribe,R lust all edging and new accounts Involved in tits reinonship Legal Entity Account(s) Account Name / Nitrite Opening Date (mended/actual) 1 HERR Associates, Inc- Deposit 11/1/2013 2 a Darren IC. Indyke MAC- Deposit 11/1/2013 Who is the primary contact person or the RM? (Note: This person needs to have seretory rights and/or information right for the accounts.): Preferred method of comet (Indicate phone no., fax no., e-maill address, etc.): BMus : 6. Approved CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(0) DB-SONY-0000246 https://dbforcepb.my.salesforce.com/servletiservlet.Integration?lid=01N30000000D9Di&e... U§192824 2°9 EFIA_00019119 EFTA