KYC Print Page 1 of 18 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01790739 One sheet must be established per relationship - list all accounts included In the relationship 1. Relationship DetaNs Relabonship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Stewart Oldbdd O New ROI Relationship RI Existng PWM Relationship Relationship to PWM: If existing, please indicate shoe when the relatiorship exists, provide reason for new profile and attach old profile: "'This KYC is a periodic review for hip risk remediation*•• Original KYC1346733 El Olent Referral 0 RM Prospect 0 Intermedary/FIM • Other Source (CI8, etc.) How Was the Oient(s) Introduced? How long has the RM personally known the client? Please provide details (e.g. name of referral source, how many years RM personaly has known dent, etc.): Jeffrey Epstein reached out to Stew Oldfield on 3/7/17 to have a new acct opened under Zorro Management LLC and add tno new signors to this new acct ork Does Deutsche Bank pay a retrocession or similar O Yes 12 No compensation to a third party for the introduction of this relabonship? af Yes, asst e.. list all existing and new accounS involved in this relationship Legal Entity Account(s) Account Name / Number Opening Date (Intel-KW/actual) I A Gratitude America, Ltd-44133251 2/18/2015 2 2 Neptune, LLC - Deposit-42953424 10/18/2013 3 e NES, LLC- Deposit-42953758 11/8/2013 Who is the primary contact person for the RM? (Note: This person needs to have signatory rights and/or information right for the accoLnis.): Darren ThcbrIce Preferred method of contact (indicate phone no., fax no., e.mail address, etc.): Status : 6. Approved CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(0) DB-SDNY-0000195 U§19 2 8y1) 158 EFTA_00019068 EFTA00168815