KYC Print Page 1 of 10 DB PWM GLOBAL KYC/NCA: PART A KYC Case 0 : 01221773 One sheet must be established per relationsh I - list all accounts Included In the relationshi 1. Relationship Details Relatonshp Name: SOUTHERN FINANCIAL RELATIONSHIP:0000O483290 Booking Center: New York Relationship Manager: Paul Monis K New PWM Relationship K Existing PWM Relationship Relatonship to PWM: If existing, please indicate since when the relaborshp atm, provide reason for new profile and attach old profile: RI Olent Referral K RM Prospect K Intermediary/FIM K Other Source (CB, etc.) How Was the Clent(s) Introduced? How long has the RM personally known the client? Please provide details (e.g. ame of referral source, how many years RM personally ha known client, etc.): Jeffrey Epstein is a anent dent of the Bank. V ants to open a new account. Introduction detads of Paul and Jeffrey: Jeffrey Epstein was a client of Pais at JP Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at 'Morgan. Over the course of a few meetings Paul was able to get Jeffrey to Wing some of his funds over to Deutsche Bank Does Deutsche Bank pay a retrocession or similar K YES 12 No compensation to a third party for the introduction of this relationship? (If fl. *sate): List all misting and new accounts Involved in this relationship Legal Entity Account(s) Account Name / Water Opening Date (Intended/actual) FA' Iwo Development Com 4/28/2014 2 Zeno Development Corp -- Money Market 4/28/2014 Who Is the primary contact person for the RM? (Note: This person needs to have signatory rights and/or information right for the a:o3unts.): Damen inayae Preferred method of contact (indicate phone no., fax no., e-mail address, etc): Status : 6. Approved CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000173 UW6) 2 814136 EFIA_000 19046 EFTA00168793