KYC Print Page 1 of 41 DB PWM GLOBAL KYC/NCA: PART A KYC Case N : 01977698 One sheet must be established per relationship - list all accounts Included in the relationsh I 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Booking Center-. New York Relationship Manager: Stewart Oldfleld O Nov PWM Relationship 12 Existing MN Relationship Relationship to PWM: If existing, please vacate since when the relationship tests, provide reason for net/ profile and attach old profile: •*" 2018 Periodic Review *** El Client Referral O RM Prospect O Intermediary/FIM • Other Source (CIB, etc.) How Was the Clent(s) Introduced? How keg has the RN personaly known the client? Please provide details (e.g. name of referral source, how many years RN persona/I ha known client, etc.): Jeffrey Epstein reached out to Stew Oldfieki on 3/7/17 to have a new acct opened under this relationship.. Last Approved KYC a - M. Butterfly Trust - 1804531: Neptune, LLC - 1790739. Does Deuische Bank pay a retrocession or similar • Yes 15. No compensation to a third party far the .woductlon of this relationship? (if Ys, desatte) Lst all existing and new accounts involved in this reLabonship Legal Entity Account(s) Account Name / Number Opening Crate (intended/actual) 1 • 12/13/2013 2 2 Butterfly Trust - 44130552 - NMB.4.44130552 1/24/2014 3 2 Neptune LW - 42953429 - DDA.42953424 10/18/2013 Who is he primary contact person or the RM? (Note: This person needs to have sgratory nghts and/or information right for the accounts.): Preferred method of contact (indicate phone no., fax no., e-mail address, etc.): Status : U. Approved CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. le). DB-SDNY-0000001 https://dbforcepb.my.salesforce.com/serviet/servlet.Integration?lid=0 I N30000000D9Di&e... 4492828965 EFTA_000 18875 EFTA00168622