KYC Print Page 1 of 14 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01195159 Status : 6. Approved One sheet must be established per relationship list all accounts included in the relationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP I Bookng Center. I New York Relationship Manager: Paul hlorns O New PV/14 Relabonshp I RI Existing PWM ReLationshp Relationship to PWM: If existing, please indicate since when the relations p exists, provide reason for nev profile and attach old profile: Update c( KYC #01141322 to add Darren Indyke as an authorized Signer. Darren has been KYC approved in case #1133377 O Client Referral I0 RM Prospect 1O Interrnedlary/FIM I O Other Source (CD3, etc.) How Was the Chent(s) Introduced' How long has the impersonally known the client/ please provide details (e.g. name of referral source, how many years RM personally has known dent, etc.): Jeffrey Epstein Is a current client of the Bank. Wants to open a new account Introduction detais of Paul and Jeffrey: Jeffrey Epstein was a dent of Paurs at JP Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at 3PMorgan. Over the course of a few meetings Paul was able to get Jeffrey to bring some of his funds over to Deutsche Bank Does Deutsche Bank pay a retrocession or similar O Yes I O No compensation to a third party for the introduction of this relationship' (If Yes, descnbel. Ust all existing and new accou is involved in this relationship Legal Entity Account(s) Account Name / Number Opening Date (intended/actual) 1 0 NES, LLC 10/28/2013 2 O NES, LLC - Money Market 10/28/2013 Who is the primary contact person for the RH, (Note: This person needs to have signatory rights and/or information right for the accounts.): Harry seller Preferred method of contact (indicate phone no., fax no., e-mail address, etc.): https://dbforcepb.my.salesforce.com/servlet/servlet.Inte