KYC Print Page 1 of 11 DB PWM GLOBAL KYC/NCA: PART A rA KYC Case * : 01161376 One sheet must be established per relationship list all accounts included in the relationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHW:0000O493290 Esser ing Center. New York Relationship Manager: Paul Monis 2 New PWM Relationship O Existing PWM Relationship Relationship to AVM: If edging, please indicate since when the relationship exists, provide reason for nev profile and attach otd profile: now Was the Oient(s) 0 Client Referral O RM Prospect O Interrnediary/FIM O Other Source (CIB, etc.) Introduced' :II: How long has the RN personally known the c t nt, etc.) Does Deutsche Bank pay. retrocession or similar Dyes I W No compensation to a tiled party for the Introduction cif fhb relabonsho7 pt Yes, desolbel. list all exisbng and new accou is involved in this relationship Legal Entity Account(s) Account Name / Number Opening Date (intended/actual) 1 El _ -aril 12/16/2013 (J and Money Market 12/16/2013 Who d the primary to tact person for the Rtil> (Note: This person needs to h ye sgnatory rights and/or information right for the accounts.): Preferred method of contact (indicate phone no., fax no., e-mail address, etc.): Status : Approved https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. Is) DB-SDNT-0002661 EFTA_00016135 EFTA00166887