KYC Print Page 1 of 12 DB PWM GLOBAL KYC/NCA: PART A KYC Case ♦ : 01141322 One sheet must be established per relationship list all accounts included in the relationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000463290 I Becki-g Center: I New York Relationship Manager: Paul Monis O New PWM Relationship O Existing PWM Relationship Relationship to AVM: If existing, please indicate skxe when the relations p exists, provide reason for nev profile and attach old profile: O Client Referral I0 RM Prospect ll O Intermechary/FIM I O Other Source (CIB, etc.) How Was the Cbent(s) Introduced? How long has the RNI personally known the client' Please provide details (e.g. name of referral source, how many years RM personally has known cent, etc.): Jeffrey Epstein is a current client of the Bank. Wants to open a new account Introduction details of Paul and Jeffrey: Jeffrey Epstein was a dent of Paufs at JP Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who Introduced them while Paul was at II:Horgan. Over the course of a few meetings Paul was able to get Jeffrey to bring some of his funds over to Deutsche Bank Does Deutsche Bank pay a retrocession or similar O Yes I 0 No compensation to a third party roc the introduction of the relationship, (If Yes, desenbel. Int all existing and new accou is involved in this relationship Legal Entity Account(s) Account Name / Number Opening Date (Intended/actual) 1 0 NES, LLC 10/28/2013 2 gi NES, LLC — Money Market 10/28/2013 Who is the primary contact linen for the Rter (Note: This person needs to have signatory rights and/or information right for the accounts.): Harty Seller Preferred method of contact (indicate phone no., fax no., e-mail address, etc.): Status : 6. Approved CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 7/30/2019 DB-SDNY-0002637 EFTA_00016 III EFTA00166863