U.S. Department of Justice United States Attorney Southern District of New York The Silvio J. Mono Building One Saint Andrew's Plaza New York, New York 10007 June 29, 2020 VIA MAIL UBS Financial Services, Inc. 1000 Harbor Blvd 8'h Floor Weehawken, NJ 07086 Attention: SLG (Subpoenas, Levies and Garnishments) Re: Grand Jury Subpoena Please be advised that the accompanying grand jury subpoena has been issued in connection with an official criminal investigation of a suspected felony being conducted by a federal grand jury. The Government hereby requests that you voluntarily refrain from disclosing the existence of the subpoena to any third party. While you are under no obligation to comply with our request, we are requesting you not to make any disclosure in order to preserve the confidentiality of the investigation and because disclosure of the existence of this investigation might interfere with and impede the investigation. PLEASE NOTE THAT THIS IS AN EXPEDITED REQUEST. Thank you for your cooperation in this matter. Very truly yours, By: g United States Attorney Assistant United States Attorney uthern Di trict of New York EFTA00073427